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Important Consumer Information:

This site is for informational purposes only and is not intended to be a solicitation or

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only conduct business in a state if the representatives and the BD or IA they

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requirements.

2. Representatives of a BD or IA are deemed to conduct business in a state to the

extent that they provide individualized responses to investor inquiries that

involve (a) effecting, or attempting to effect, transactions in securities; or (b)

rendering personalized investment advice for compensation.